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Final report on grand challenge LDRD project : a revolution in lighting : building the science and technology base for ultra-efficient solid-state lighting

Simmons, J.A.; Fischer, Arthur J.; Crawford, Mary H.; Abrams, B.L.; Biefeld, Robert M.; Koleske, Daniel K.; Allerman, A.A.; Figiel, J.J.; Creighton, J.R.; Coltrin, Michael E.; Tsao, Jeffrey Y.; Mitchell, Christine C.; Kerley, Thomas M.; Wang, George T.; Bogart, Katherine B.; Seager, Carleton H.; Campbell, Jonathan C.; Follstaedt, D.M.; Norman, Adam K.; Kurtz, S.R.; Wright, Alan F.; Myers, S.M.; Missert, Nancy A.; Copeland, Robert G.; Provencio, P.N.; Wilcoxon, Jess P.; Hadley, G.R.; Wendt, J.R.; Kaplar, Robert K.; Shul, Randy J.; Rohwer, Lauren E.; Tallant, David T.; Simpson, Regina L.; Moffat, Harry K.; Salinger, Andrew G.; Pawlowski, Roger P.; Emerson, John A.; Thoma, Steven T.; Cole, Phillip J.; Boyack, Kevin W.; Garcia, Marie L.; Allen, Mark S.; Burdick, Brent B.; Rahal, Nabeel R.; Monson, Mary A.; Chow, Weng W.; Waldrip, Karen E.

This SAND report is the final report on Sandia's Grand Challenge LDRD Project 27328, 'A Revolution in Lighting -- Building the Science and Technology Base for Ultra-Efficient Solid-state Lighting.' This project, which for brevity we refer to as the SSL GCLDRD, is considered one of Sandia's most successful GCLDRDs. As a result, this report reviews not only technical highlights, but also the genesis of the idea for Solid-state Lighting (SSL), the initiation of the SSL GCLDRD, and the goals, scope, success metrics, and evolution of the SSL GCLDRD over the course of its life. One way in which the SSL GCLDRD was different from other GCLDRDs was that it coincided with a larger effort by the SSL community - primarily industrial companies investing in SSL, but also universities, trade organizations, and other Department of Energy (DOE) national laboratories - to support a national initiative in SSL R&D. Sandia was a major player in publicizing the tremendous energy savings potential of SSL, and in helping to develop, unify and support community consensus for such an initiative. Hence, our activities in this area, discussed in Chapter 6, were substantial: white papers; SSL technology workshops and roadmaps; support for the Optoelectronics Industry Development Association (OIDA), DOE and Senator Bingaman's office; extensive public relations and media activities; and a worldwide SSL community website. Many science and technology advances and breakthroughs were also enabled under this GCLDRD, resulting in: 55 publications; 124 presentations; 10 book chapters and reports; 5 U.S. patent applications including 1 already issued; and 14 patent disclosures not yet applied for. Twenty-six invited talks were given, at prestigious venues such as the American Physical Society Meeting, the Materials Research Society Meeting, the AVS International Symposium, and the Electrochemical Society Meeting. This report contains a summary of these science and technology advances and breakthroughs, with Chapters 1-5 devoted to the five technical task areas: 1 Fundamental Materials Physics; 2 111-Nitride Growth Chemistry and Substrate Physics; 3 111-Nitride MOCVD Reactor Design and In-Situ Monitoring; 4 Advanced Light-Emitting Devices; and 5 Phosphors and Encapsulants. Chapter 7 (Appendix A) contains a listing of publications, presentations, and patents. Finally, the SSL GCLDRD resulted in numerous actual and pending follow-on programs for Sandia, including multiple grants from DOE and the Defense Advanced Research Projects Agency (DARPA), and Cooperative Research and Development Agreements (CRADAs) with SSL companies. Many of these follow-on programs arose out of contacts developed through our External Advisory Committee (EAC). In h s and other ways, the EAC played a very important role. Chapter 8 (Appendix B) contains the full (unedited) text of the EAC reviews that were held periodically during the course of the project.

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Test results on direct containment heating by high-pressure melt ejection into the Surtsey vessel: The TDS test series

Allen, Mark S.

The Technology Development and Scoping (TDS) test series was conducted to test and develop instrumentation and procedures for performing steam-driven, high-pressure melt ejection (HPME) experiments at the Surtsey Test Facility to investigate direct containment heating (DCH). Seven experiments, designated TDS-1 through TDS-7, were performed in this test series. These experiments were conducted using similar initial conditions; the primary variable was the initial pressure in the Surtsey vessel. All experiments in this test series were performed with a steam driving gas pressure of {approx_equal} 4 MPa, 80 kg of lumina/iron/chromium thermite melt simulant, an initial hole diameter of 4.8 cm (which ablated to a final hole diameter of {approx_equal} 6 cm), and a 1/10th linear scale model of the Surry reactor cavity. The Surtsey vessel was purged with argon (<0.25 mol% O{sub 2}) to limit the recombination of hydrogen and oxygen, and gas grab samples were taken to measure the amount of hydrogen produced.

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Experiments to investigate direct containment heating phenomena with scaled models of the Zion Nuclear Power Plant in the Surtsey Test Facility

Allen, Mark S.

The Surtsey Facility at Sandia National Laboratories (SNL) is used to perform scaled experiments that simulate hypothetical high-pressure melt ejection (HPME) accidents in a nuclear power plant (NPP). These experiments are designed to investigate the effect of specific phenomena associated with direct containment heating (DCH) on the containment load, such as the effect of physical scale, prototypic subcompartment structures, water in the cavity, and hydrogen generation and combustion. In the Integral Effects Test (IET) series, 1:10 linear scale models of the Zion NPP structures were constructed in the Surtsey vessel. The RPV was modeled with a steel pressure vessel that had a hemispherical bottom head, which had a 4-cm hole in the bottom head that simulated the final ablated hole that would be formed by ejection of an instrument guide tube in a severe NPP accident. Iron/alumina/chromium thermite was used to simulate molten corium that would accumulate on the bottom head of an actual RPV. The chemically reactive melt simulant was ejected by high-pressure steam from the RPV model into the scaled reactor cavity. Debris was then entrained through the instrument tunnel into the subcompartment structures and the upper dome of the simulated reactor containment building. The results of the IET experiments are given in this report.

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Technology transfer at Sandia National Laboratories

Allen, Mark S.

Transferring technology to the private sector to help improve the competitiveness of key US industries is now an official mission of the US Department of Energy`s (DOE) defense program national laboratories. We believe that national laboratories can play an important role in addressing US industrial competitiveness. Sandia is seeking to match laboratory strengths with industry-defined market needs in targeted industrial sectors. Sandia, like other national and federal laboratories, is developing an aggressive technology transfer program. This paper provides a brief review of our program and provides a snap-shot of where we are at today.

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An Integral Effects Test in a zion-like geometry to investigate the effects of pre-existing hydrogen on direct containment heating in the Surtsey Test Facility. The IET-6 experiment

Allen, Mark S.

The sixth experiment of the Integral Effects Test (IET-6) series was conducted to investigate the effects of high pressure melt ejection on direct containment heating. Scale models of the Zion reactor pressure vessel (RPV), cavity, instrument tunnel, and subcompartment structures were constructed in the Surtsey Test Facility at Sandia National Laboratories. The RPV was modeled with a melt generator that consisted of a steel pressure barrier, a cast MgO crucible, and a thin steel inner liner. The melt generator/crucible had a hemispherical bottom head containing a graphite limitor plate with a 4-cm exit hole to simulate the ablated hole in the RPV bottom head that would be formed by ejection of an instrument guide tube in a severe nuclear power plant accident. The cavity contained 3.48 kg of water, which corresponds to condensate levels in the Zion plant, and the containment basement floor was dry. A 43-kg initial charge of iron oxide/aluminum/chromium thermite was used to simulate corium debris on the bottom head of the RPV. Molten thermite was ejected by steam at an initial pressure of 6.3 MPa into the reactor cavity. The Surtsey vessel atmosphere contained pre-existing hydrogen to represent partial oxidation of the zirconium in the Zion core. The initial composition of the vessel atmosphere was 87.1 mol.% N{sub 2}, 9.79 mol.% O{sub 2}, and 2.59 mol.% H{sub 2}, and the initial absolute pressure was 198 kPa. A partial hydrogen burn occurred in the Surtsey vessel. The peak vessel pressure increase was 279 kPa in IET-6, compared to 246 kPa in the IET-3 test. The total debris mass ejected into the Surtsey vessel in IET-6 was 42.5 kg. The gas grab sample analysis indicated that there were 180 g{center_dot} moles of pre-existing hydrogen, and that 308{center_dot}moles of hydrogen were produced by steam/metal reactions. About 335 g{center_dot}moles of hydrogen burned, and 153 g{center_dot}moles remained unreacted.

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An Integral Effects Test to investigate the effects of condensate levels of water and preexisting hydrogen on direct containment heating in the Surtsey Test Facility. The IET-7 experiment

Allen, Mark S.

This report discusses the seventh experiment of the Integral Effects Test (IET-7) series. The experiment was conducted to investigate the effects of preexisting hydrogen in the Surtsey vessel on direct containment heating. Scale models of the Zion reactor pressure vessel (RPV), cavity, instrument tunnel, and subcompartment structures were constructed in the Surtsey Test Facility at Sandia National Laboratories. The RPV was modeled with a melt generator that consisted of a steel pressure barrier, a cast MgO crucible, and a thin steel inner liner. The melt generator/crucible had a hemispherical bottom head containing a graphite limitor plate with a 4-cm exit hole to simulate the ablated hole in the RPV bottom head that would be formed by ejection of an instrument guide tube in a severe nuclear power plant accident. The cavity contained 3.48 kg of water, and the containment basement floor inside the cranewall contained 71 kg of water, which corresponds to scaled condensate levels in the Zion plant. A 43-kg initial charge of iron oxide/aluminum/chromium thermite was used to simulate corium debris on the bottom head of the RPV. Molten thermite was ejected by steam at an initial pressure of 5.9 MPa into the reactor cavity.

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Experimental results of an integral effects test in a zion-like geometry to investigate the effect of a classically inert atmosphere on direct containment heating: The IET-5 experiment

Allen, Mark S.

The fifth experiment of the Integral Effects Test (IET-5) series was conducted to investigate the effects of high pressure melt ejection on direct containment heating. Scale models of the Zion reactor pressure vessel (RPV), cavity, instrument tunnel, and subcompartment structures were constructed in the Surtsey Test Facility at Sandia National Laboratories. The RPV was modeled with a melt generator that consisted of a steel pressure barrier, a cast MgO crucible, and a thin steel inner liner. The melt generator/crucible had a hemispherical bottom head containing a graphite limiter plate with a 4-cm exit hole to simulate the ablated hole in the RPV bottom head that would be formed by ejection of an instrument guide tube in a severe nuclear power plant accident. The cavity contained 3.48 kg of water, and the basement floor inside the crane wall contained 71 kg of water, which corresponded to condensate levels in the Zion plant. A 43-kg initial charge of iron oxide/aluminium/chromium thermite was used to simulate corium debris on the bottom head of the RPV. Molten them-lite was ejected by 6.0 MPa of steam into the reactor cavity.

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Attitudinal and situational differences between national laboratory inventors and inventor-entrepreneurs

Allen, Mark S.

This paper reports the phase-one results of a planned longitudinal study of the incidence of entrepreneurship among inventors who were employees of national laboratories. A survey of 192 inventors employed by national laboratories and 24 ex-employee inventors who became entrepreneurs provided data for comparison of situational and attitudinal variables. Significant differences in attitudes (as measured by the Entrepreneurial Attitude Orientation Scale) were found between inventors who have not become entrepreneurs and those who have. The differences in perceptions of situational variables between the two groups was significant for only two of the seven dimensions tested.

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Experiments to investigate the effects of 1:10 scale Zion structures on direct containment heating (DCH) in the Surtsey Test Facility: The IET-1 and IET-1R tests

Allen, Mark S.

The Integral Effects Test (IET) series was designed to investigate the effects of subcompartment structures on direct containment heating (DCH). Scale models of the Zion reactor pressure vessel (RPV), cavity, instrument tunnel, and subcompartment structures were constructed in the Surtsey Test Facility at Sandia National Laboratories. The RPV was modelled with a melt generator that consisted of a steel pressure barrier, a cast MgO crucible, and a thin steel inner liner. The melt generator/crucible had a hemispherical bottom head containing a graphite limiter plate with a 4 cm exit hole to simulate the ablated hole in the RPV bottom head that would be formed by tube ejection in a high pressure melt ejection (HPME) accident. The reactor cavity model contained an amount of water (3.48 kg) that was scaled to condensate levels in the Zion plant. Iron oxide, aluminum, chromium thermite (43 kg) was used to simulate molten corium. The driving gas was 440 g{center_dot}moles of steam at an initial absolute pressure of 7.1 MPa in IET-1 and 477 g{center_dot}moles of steam at an initial pressure of 6.3 MPa in IET-1R. Steam blowdown entrained debris into the Sorts vessel resulting in a peak pressure increase in Sorts of 98 kPa in IET-1 and 110 kPa in IET-1R. The total debris mass ejected into the Sorts vessel was 43.0 kg in IET-1, compared to 36.2 kg in IET-1R. The Sorts vessel had been previously inerted with N{sub 2}. The total quantity of hydrogen produced by steam/metal reactions was 223 g{center_dot}moles in IET-1 and 252 g{center_dot}moles in IET-1R.

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The technology-based regional economic development program at Sandia National Laboratories

Allen, Mark S.

In November of 1989, technology transfer became a mission for Sandia National Laboratories, (SNL), with the passage of the National Competitiveness Technology Transfer Act. In order to address the specialized technology transfer needs of small businesses, SNL created and implemented the Technology-Based Regional Economic Development (TRED) program. The TRED model has two major components -- technology assistance (or teaming), and `` widget transfer.`` In the technology assistance component, SNL`s technology resources (expertise, services, and equipment) are made available to companies developing commercial products. In the ``widget transfer`` component, SNL`s intellectual property (patents, copyrights) is placed with private sector firms through various partnership intermediaries

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Experimental results of tests to investigate the effects of hole diameter resulting from bottom head failure on Direct Containment Heating (DCH) in the Surtsey Test Facility. The WC-1 and WC-3 Tests

Allen, Mark S.

The WC-1 and WC-3 experiments were conducted using a dry, 1:10 linear scale model of the Zion reactor cavity to obtain baseline data for comparison to future experiments that will have water in the cavity. WC-1 and WC-3 were performed with similar initial conditions except for the exit hole between the melt generator and the scaled model of the reactor cavity. For both experiments the molten core debris was simulated by a thermitically generated melt formed from 50 kg of iron oxide/aluminum/chromium powders. After the thermite was ignited in WC-1, the melt was forcibly ejected by 374 moles of slightly superheated steam at an initial driving pressure of 4.6 MPa through an exit hole with an actual diameter of 4.14 cm into the scaled model of the reactor cavity. In WC-3, the molten thermite was ejected by 300 moles of slightly superheated steam at an initial driving pressure of 3.8 MPa through an exit hole with an actual diameter of 10.1 cm into the scaled model of the reactor cavity. Because of the larger exit hole diameter, WC-3 had a shorter blowdown time than WC-1, 0.8`s compared to 3.0`s. WC-3 also had a higher debris velocity than WC-1, 54 m/s compared to 17.5 m/s. Posttest sieve analysis of debris recovered from the Surtsey vessel gave identical results in WC-1 and WC-3 for the sieve mass median particle diameter, i.e. 1.45 mm. The total mass ejected into the Surtsey vessel in WC-3 was 45.0 kg compared to 47.9 kg in WC-1. The peak pressure increase in Surtsey due to the high-pressure melt ejection (HPME) was 0.275 MPa in WC-3 and 0.272 in WC-1. Steam/metal reactions produced 181 moles of of hydrogen in WC-3 and 145 moles of hydrogen in WC-1.

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Experiments to investigate the effect of water in the cavity on direct containment heating (DCH) in the Surtsey Test Facility: The WC-1 and WC-2 tests

Allen, Mark S.

The goal of the wet cavity (WC) test series was to investigate the effect of water in a reactor cavity on direct containment heating (DCH). The WC-1 experiment was performed with a dry cavity to obtain baseline data for comparison to the WC-2 experiment. WC-2 was conducted with water 3 cm deep (11.76 kg) in a 1:10 linear scale model of the Zion reactor cavity. The initial conditions for the experiments were similar. For both experiments the molten core debris was simulated by a thermitically generated melt formed from 50 kg of iron oxide/aluminum/chromium powders. After the charge was ignited, the debris was melted by the chemical reaction and was forcibly ejected through a nominal 3.5 cm hole into the scaled reactor cavity by superheated steam at an initial driving pressure of 4.58 MPa. The peak pressure increase in the containment due to the high-pressure melt ejection (HPME) was 0.272 MPa in WC-1 and 0.286 MPa in WC-2. The total amount of hydrogen generated in the experiments was 145 moles of H{sub 2} in WC-1 and 179 moles of H{sub 2} in WC-2. The total mass of debris ejected into the containment was identical for both experiments. These results suggest that water in the cavity slightly enhanced DCH.

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The third integral effects test (IET-3) in the Surtsey Test Facility

Allen, Mark S.

The third experiment of the Integral Effects Test (IET-3) series was conducted to investigate the effects of high pressure melt ejection (HPME) on direct containment heating (DCH). A 1:10 linear scale model of the Zion reactor pressure vessel (RPV), cavity, instrument tunnel, and subcompartment structures were constructed in the Surtsey Test Facility at Sandia National Laboratories (SNL). The RPV was modeled with a melt generator that consisted of a steel pressure barrier, a cast MgO crucible, and a thin steel inner liner. The melt generator/crucible had a semi-hemispherical bottom head containing a graphite limitor plate with a 3.5 cm exit hole to simulate the ablated hole in the RPV bottom head that would be formed by tube ejection in a severe nuclear power plant (NPP) accident. The reactor cavity model contained 3.48 kg of water with a depth of 0.9 cm that correspond to condensate levels in the Zion plant. A steam driven iron oxide/aluminum/chromium thermite was used to simulate HPME. IET-3 replicated the first experiment in the IET series (IET-1) except the Surtsey vessel contained 0.09 MPa air and 0.1 MPa nitrogen. No steam explosions occurred in the cavity in IET-3 experiment. The cavity pressure measurements showed that rapid vaporization of water occurred in the cavity at about the same time as the steam explosion in IET-1. However, the oxygen in the Surtsey vessel in IET-3 resulted in a vigorous hydrogen burn, which caused a significant increase in the peak pressure, 246 kPa compared to 98 kPa in the IET-1 test. The total debris mass ejected into the Surtsey vessel in IET-3 was 34.3 kg, and gas grab sample analysis indicated that 223 moles of hydrogen were produced by steam/metal reactions. About 186 moles of hydrogen burned and 37 moles remained unreacted.

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The Integral Effects Test (IET-1) in the Surtsey Test Facility

Allen, Mark S.

The first experiment of the Integral Effects Test (IET-1) series was conducted to investigate the effects of high pressure melt ejection (HPME) on direct containment heating (DCH). A 1:10 linear scale model of the Zion reactor pressure vessel (RPV), cavity, instrument tunnel, and subcompartment structures were constructed in the Surtsey Test Facility at Sandia National Laboratories (SNL). The RPV was modelled with a melt generator that consisted of a steel pressure barrier, a cast MgO crucible, and a thin steel inner liner. The melt generator/crucible had a semi-hemispherical bottom head containing a graphite limitor plate with a 3.5 cm exit hole to simulate the ablated hole in the RPV bottom head that would be formed by tube ejection in a severe nuclear power plant (NPP) accident. The reactor cavity model contained 3.48 kg of water with a depth of 0.9 cm that corresponded to condensate levels in the Zion plant. A steam driven iron oxide/aluminum/chromium thermite was used to simulate HPME. A relatively small steam explosion occurred in the cavity during IET-1. Steam blowthrough entrained debris into the Surtsey vessel resulting in a peak pressure increase in Surtsey of 98 kPa. The Surtsey vessel had been previously inerted with N{sub 2}. The total debris mass ejected into the Surtsey vessel was 43 kg. The hydrogen concentration was 3.1 mol.% in the vessel at equilibrium. The concentration measured inside the subcompartment structures immediately following HPME transient was 20.7 mol.% H{sub 2}. 4 refs., 17 figs., 5 tabs.

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Fission product release and fuel behavior of irradiated light water reactor fuel under severe accident conditions. The ACRR ST-1 Experiment

Allen, Mark S.

The annular Core Research Reactor (ACRR) Source Term (ST) Experiment program was designed to obtain time-resolved data on the release of fission products from irradiated fuels under well-controlled light water reactor severe accident conditions. The ST-1 Experiment was the first of two experiments designed to investigate fission product release. ST-1 was conducted in a highly reducing environment at a system pressure of approximately 0.19 MPa, and at maximum fuel temperatures of about 2490 K. The data will be used for the development and validation of mechanistic fission product release computer codes such as VICTORIA.

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Experiments to investigate the effect of flight path on direct containment heating (DCH) in the Surtsey test facility

Allen, Mark S.

The goal of the Limited Flight Path (LFP) test series was to investigate the effect of reactor subcompartment flight path length on direct containment heating (DCH). The test series consisted of eight experiments with nominal flight paths of 1, 2, or 8 m. A thermitically generated mixture of iron, chromium, and alumina simulated the corium melt of a severe reactor accident. After thermite ignition, superheated steam forcibly ejected the molten debris into a 1:10 linear scale the model of a dry reactor cavity. The blowdown steam entrained the molten debris and dispersed it into the Surtsey vessel. The vessel pressure, gas temperature, debris temperature, hydrogen produced by steam/metal reactions, debris velocity, mass dispersed into the Surtsey vessel, and debris particle size were measured for each experiment. The measured peak pressure for each experiment was normalized by the total amount of energy introduced into the Surtsey vessel; the normalized pressures increased with lengthened flight path. The debris temperature at the cavity exit was about 2320 K. Gas grab samples indicated that steam in the cavity reacted rapidly to form hydrogen, so the driving gas was a mixture of steam and hydrogen. These experiments indicate that debris may be trapped in reactor subcompartments and thus will not efficiently transfer heat to gas in the upper dome of a containment building. The effect of deentrainment by reactor subcompartments may significantly reduce the peak containment load in a severe reactor accident. 8 refs., 49 figs., 6 tabs.

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Experimental results of direct containment heating by high-pressure melt ejection into the Surtsey vessel: The DCH-3 and DCH-4 tests

Allen, Mark S.

Two experiments, DCH-3 and DCH-4, were performed at the Surtsey test facility to investigate phenomena associated with a high-pressure melt ejection (HPME) reactor accident sequence resulting in direct containment heating (DCH). These experiments were performed using the same experimental apparatus with identical initial conditions, except that the Surtsey test vessel contained air in DCH-3 and argon in DCH-4. Inerting the vessel with argon eliminated chemical reactions between metallic debris and oxygen. Thus, a comparison of the pressure response in DCH-3 and DCH-4 gave an indication of the DCH contribution due to metal/oxygen reactions. 44 refs., 110 figs., 43 tabs.

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Technology transfer: A new program between Sandia National Laboratories and the University of New Mexico

Allen, Mark S.

Sandia National Laboratories and the University of New Mexico's Anderson School of Management are developing a program which enables M.B.A. students to assist in commercializing Sandia developed technologies. Thus far, students have prepared detailed business plans (which include market analyses, design and development sections, and pro forma financials) for a wide range of technologies. Potential applications include waste management, cancer treatment, oil and gas transportation, coating of plastics, manufacturing and assembly, and parts inspections. By having graduate students conduct the research necessary to identify positive net-present-value projects, Sandia is able to interest private sector firms in its technologies.

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A demonstration experiment of steam-driven, high-pressure melt ejection

Allen, Mark S.

A steam blowdown test was performed at the Surtsey Direct Heating Test Facility to test the steam supply system and burst diaphragm arrangement that will be used in subsequent Surtsey Direct Containment Heating (DCH) experiments. Following successful completion of the steam blowdown test, the HIPS-10S (High-Pressure Melt Streaming) experiment was conducted to demonstrate that the technology to perform steam-driven, high-pressure melt ejection (HPME) experiments has been successfully developed. In addition, the HIPS-10S experiment was used to assess techniques and instrumentation design to create the proper timing of events in HPME experiments. This document discusses the results of this test.

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22 Results
22 Results