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The integration of advanced photonics and MEMS : LDRD 26519 final report

Fleming, J.G.; Fleming, J.G.; Lin, Shawn-Yu L.

In this work we have demonstrated the fabrication of two different classes of devices which demonstrate the integration of simple MEMS structures with photonics structures. In the first class of device a suspended, movable Si waveguide was designed and fabricated. This waveguide was designed to be able to be actuated so that it could be brought into close proximity to a ring resonator or similar structure. In the course of this work we also designed a technique to improve the input coupling to the waveguide. While these structures were successfully fabricated, post fabrication and testing involved a significant amount of manipulation of the devices and due to their relatively flimsy nature our structures could not readily survive this extra handling. As a result we redesigned our devices so that instead of moving the waveguides themselves we moved a much smaller optical element into close proximity to the waveguides. Using this approach it was also possible to fabricate a much larger array of actively switched photonic devices: switches, ring resonators, couplers (which act as switches or splitters) and attenuators. We successfully fabricated all these structures and were able to successfully demonstrate splitters, switches and attenuators. The quality of the SiN waveguides fabricated in this work were found to be qualitatively compatible to those made using semiconductor materials.

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Efficient light emission by a three-dimensional, all-metallic photonic crystal and its energy consequences

Proceedings of SPIE - The International Society for Optical Engineering

Lin, Shawn-Yu L.; Fleming, J.G.

A review is given on the recent progress in three-dimensional (3D) all-metallic photonic-crystals in the near- and mid-infrared wavelengths. Results of optical spectroscopy of the sample will be described. Unique light emission characteristics at a narrow band from the photonic-crystal will also be presented. This new class of 3D all-metallic photonic-crystal is promising for thermal photo-voltaic power generation and for lighting application.

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Highly efficient light emission at λ = 1.5 μm by a three-dimensional tungsten photonic crystal

Optics Letters

Lin, Shawn-Yu L.; Fleming, J.G.; El-Kady, I.

For what is believed to be the first time, a three-dimensional tungsten photonic crystal is demonstrated to emit light effectively at wavelength λ = 1.5 μm. At a bias of V = 7 V, the thermal emission exhibits a full width at half-maximum of Δλ = 0.85 μm. Within this narrow band, the emitted optical power is 4.5 W and the electrical-to-optical conversion efficiency is ∼22% per emitting surface. This unique emission is made possible by a large, absolute bandgap in the infrared A and flat photonic dispersion near the band edges and in a narrow absorption band. © 2003 Optical Society of America.

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Three-dimensional photonic-crystal emitter for thermal photovoltaic power generation

Applied Physics Letters

Lin, Shawn-Yu L.; Moreno, J.; Fleming, J.G.

Three-dimensional photonic-crystal emitter for thermal photovoltaic power generation was studied. The photonic crystal, at 1535 K, exhibited a sharp emission at λ∼1.5 μm and was promising for thermal photovoltaic (TPV) generation. It was shown that an optical-to-electric conversion efficiency of ∼34% and electrical power of ∼14 W/cm2 is possible.

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Photonic Crystals for Enhancing Thermophotovoltaic Energy Conversion

Lin, Shawn-Yu L.; Fleming, J.G.; Moreno, Joseph A.

Thermophotovoltaics (TPV) converts the radiant energy of a thermal source into electrical energy using photovoltaic cells. TPV has a number of attractive features, including: fuel versatility (nuclear, fossil, solar, etc.), quiet operation, low maintenance, low emissions, light weight, high power density, modularity, and possibility for cogeneration of heat and electricity. Some of these features are highly attractive for military applications (Navy and Army). TPV could also be used for distributed power and automotive applications wherever fuel cells, microturbines, or cogeneration are presently being considered if the efficiencies could be raised to around 30%. This proposal primarily examine approaches to improving the radiative efficiency. The ideal irradiance for the PV cell is monochromatic illumination at the bandgap. The photonic crystal approach allows for the tailoring of thermal emission spectral bandwidth at specific wavelengths of interest. The experimental realization of metallic photonic crystal structures, the optical transmission, reflection and absorption characterization of it have all been carried out in detail and will be presented next. Additionally, comprehensive models of TPV conversion has been developed and applied to the metallic photonic crystal system.

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Materials for freeform fabrication of GHz tunable dielectric photonic crystals

Proposed for publication in the Materials Research Society Conference Proceedings held June 3, 2003.

Clem, Paul G.; Clem, Paul G.; Niehaus, Michael K.; Cesarano, Joseph C.; Lin, Shawn-Yu L.

Photonic crystals are of interest for GHz transmission applications, including rapid switching, GHz filters, and phased-array technology. 3D fabrication by Robocasting enables moldless printing of high solid loading slurries into structures such as the ''woodpile'' structures used to fabricate dielectric photonic band gap crystals. In this work, tunable dielectric materials were developed and printed into woodpile structures via solid freeform fabrication (SFF) toward demonstration of tunable photonic crystals. Barium strontium titanate ceramics possess interesting electrical properties including high permittivity, low loss, and high tunability. This paper discusses the processing route and dielectric characterization of (BaxSr1-XTiO3):MgO ceramic composites, toward fabrication of tunable dielectric photonic band gap crystals.

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High Efficiency Optical MEMS by the Integration of Photonic Lattices with Surface MEMS

Fleming, J.G.; Lin, Shawn-Yu L.; Mani, Seethambal S.; Sniegowski, Jeffry J.; Rodgers, Murray S.; Dagel, Daryl D.

This report outlines our work on the integration of high efficiency photonic lattice structures with MEMS (MicroElectroMechanical Systems). The simplest of these structures were based on 1-D mirror structures. These were integrated into a variety of devices, movable mirrors, switchable cavities and finally into Bragg fiber structures which enable the control of light in at least 2 dimensions. Of these devices, the most complex were the Bragg fibers. Bragg fibers consist of hollow tubes in which light is guided in a low index media (air) and confined by surrounding Bragg mirror stacks. In this work, structures with internal diameters from 5 to 30 microns have been fabricated and much larger structures should also be possible. We have demonstrated the fabrication of these structures with short wavelength band edges ranging from 400 to 1600nm. There may be potential applications for such structures in the fields of integrated optics and BioMEMS. We have also looked at the possibility of waveguiding in 3 dimensions by integrating defects into 3-dimensional photonic lattice structures. Eventually it may be possible to tune such structures by mechanically modulating the defects.

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Silicon Three-Dimensional Photonic Crystal and its Applications

Lin, Shawn-Yu L.; Fleming, J.G.; Lyo, S.K.

Photonic crystals are periodically engineered ''materials'' which are the photonic analogues of electronic crystals. Much like electronic crystal, photonic crystal materials can have a variety of crystal symmetries, such as simple-cubic, closed-packed, Wurtzite and diamond-like crystals. These structures were first proposed in late 1980's. However, due mainly to fabrication difficulties, working photonic crystals in the near-infrared and visible wavelengths are only just emerging. In this article, we review the construction of two- and three-dimensional photonic crystals of different symmetries at infrared and optical wavelengths using advanced semiconductor processing. We further demonstrate that this process lends itself to the creation of line defects (linear waveguides) and point defects (micro-cavities), which are the most basic building blocks for optical signal processing, filtering and routing.

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Photonics Integration Devices and Technologies

Vawter, Gregory A.; Lin, Shawn-Yu L.; Sullivan, Charles T.; Zubrzycki, Walter J.; Chow, Weng W.; Allerman, A.A.; Wendt, J.R.

We have used selective AlGaAs oxidation, dry-etching, and high-gain semiconductor laser simulation to create new in-plane lasers with interconnecting passive waveguides for use in high-density photonic circuits and future integration of photonics with electronics. Selective oxidation and doping of semiconductor heterostructures have made vertical cavity surface emitting lasers (VCSELs) into the world's most efficient low-power lasers. We apply oxidation technology to improve edge-emitting lasers and photonic-crystal waveguides, making them suitable for monolithic integrated microsystems. Two types of lasers are investigated: (1) a ridge laser with resonant coupling to an output waveguide; (2) a selectively-oxidized laser with a low active volume and potentially sub-milliAmp threshold current. Emphasis is on development of high-performance lasers suited for monolithic integration with photonic circuit elements.

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Quantitative analysis of bending efficiency in photonic-crystal waveguide bends at λ = 1.55 μm wavelengths

Optics Letters

Chow, Edmond; Lin, Shawn-Yu L.; Wendt, J.R.; Johnson, S.G.; Joannopoulos, J.D.

Based on a photonic-crystal slab structure, a 60° photonic-crystal waveguide bend is successfully fabricated. Its bending efficiency within the photonic bandgap is measured, and near 100% efficiency is observed at certain frequencies near the valence band edge. The bending radius is ∼1 μm at a wavelength of λ ∼ 1.55 μm. The measured η spectrum also agrees well with a finite-difference time-domain simulation. © 2001 Optical Society of America.

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Nanofabricated SiO{sub 2}-Si-SiO{sub 2} Resonant Tunneling Diodes

Fleming, J.G.; Lin, Shawn-Yu L.

Resonance Tunneling Diodes (RTDs) are devices that can demonstrate very high-speed operation. Typically they have been fabricated using epitaxial techniques and materials not consistent with standard commercial integrated circuits. The authors report here the first demonstration of SiO{sub 2}-Si-SiO{sub 2} RTDs. These new structures were fabricated using novel combinations of silicon integrated circuit processes.

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Three-dimensional control of light in a two-dimensional photonic crystal slab

Nature

Allerman, A.A.; Lin, Shawn-Yu L.; Lin, Shawn-Yu L.; Wendt, J.R.; Vawter, Gregory A.; Zubrzycki, Walter J.

A two-dimensional (2D) photonic crystal is an attractive alternative and complimentary to its 3D counterpart, due to fabrication simplicity. A 2D crystal, however, confines light only in the 2D plane, but not in the third direction, the z-direction. Earlier experiments show that such a 2D system can exist, providing that the boundary effect in z-direction is negligible and that light is collimated in the 2D plane. Nonetheless, the usefulness of such 2D crystals is limited because they are incapable of guiding light in z-direction, which leads to diffraction loss. This drawback presents a major obstacle for realizing low-loss 2D crystal waveguides, bends and thresholdless lasers. A recent theoretical calculation, though, suggests a novel way to eliminate such a loss with a 2D photonic crystal slab. The concept of a lightcone is introduced as a criterion for fully guiding and controlling light. Although the leaky modes of a crystal slab have been studied, there have until now no experimental reports on probing its guided modes and band gaps. In this paper, a waveguide-coupled 2D photonic crystal slab is successfully fabricated from a GaAs/Al{sub x}O{sub y} material system and its intrinsic transmission properties are studied. The crystal slab is shown to have a strong 2D band gap at {lambda} {approximately} 1.5 {micro}m. Light attenuates as much as {approximately}5dB per period in the gap, the strongest ever reported for any 2D photonic crystal in optical {lambda}. More importantly, for the first time, the crystal slab is shown to be capable of controlling light fully in all three-dimensions. The lightcone criterion is also experimentally confirmed.

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Current status of three-dimensional silicon photonic crystals operating at infrared wavelengths

Proceedings of SPIE - The International Society for Optical Engineering

Lin, Shawn-Yu L.; Fleming, J.G.; Sigalas, M.M.; Biswas, R.; Ho, K.M.

An overview is given on the current status of three-dimensional (3D) photonic crystals. The realization of new 3d photonic crystal structures, the creation of high Q microcavities and the building of waveguide bends are presented. These devices form the basic building blocks for applications in signal processing and low threshold lasers.

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15 Results
15 Results