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Framework for Integrating Safety, Operations, Security, and Safeguards in the Design and Operation of Nuclear Facilities

Darby, John; Horak, Karl E.; Tolk, Keith M.; Whitehead, Donnie W.; LaChance, Jeffrey L.

The US is currently on the brink of a nuclear renaissance that will result in near-term construction of new nuclear power plants. In addition, the Department of Energy’s (DOE) ambitious new Global Nuclear Energy Partnership (GNEP) program includes facilities for reprocessing spent nuclear fuel and reactors for transmuting safeguards material. The use of nuclear power and material has inherent safety, security, and safeguards (SSS) concerns that can impact the operation of the facilities. Recent concern over terrorist attacks and nuclear proliferation led to an increased emphasis on security and safeguard issues as well as the more traditional safety emphasis. To meet both domestic and international requirements, nuclear facilities include specific SSS measures that are identified and evaluated through the use of detailed analysis techniques. In the past, these individual assessments have not been integrated, which led to inefficient and costly design and operational requirements. This report provides a framework for a new paradigm where safety, operations, security, and safeguards (SOSS) are integrated into the design and operation of a new facility to decrease cost and increase effectiveness. Although the focus of this framework is on new nuclear facilities, most of the concepts could be applied to any new, high-risk facility.

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Nuclear power plant security assessment technical manual

Whitehead, Donnie W.; Potter, Claude S.; O'Connor, Sharon L.

This report (Nuclear Power Plant Security Assessment Technical Manual) is a revision to NUREG/CR-1345 (Nuclear Power Plant Design Concepts for Sabotage Protection) that was published in January 1981. It provides conceptual and specific technical guidance for U.S. Nuclear Regulatory Commission nuclear power plant design certification and combined operating license applicants as they: (1) develop the layout of a facility (i.e., how buildings are arranged on the site property and how they are arranged internally) to enhance protection against sabotage and facilitate the use of physical security features; (2) design the physical protection system to be used at the facility; and (3) analyze the effectiveness of the PPS against the design basis threat. It should be used as a technical manual in conjunction with the 'Nuclear Power Plant Security Assessment Format and Content Guide'. The opportunity to optimize physical protection in the design of a nuclear power plant is obtained when an applicant utilizes both documents when performing a security assessment. This document provides a set of best practices that incorporates knowledge gained from more than 30 years of physical protection system design and evaluation activities at Sandia National Laboratories and insights derived from U.S. Nuclear Regulatory Commission technical staff into a manual that describes a development and analysis process of physical protection systems suitable for future nuclear power plants. In addition, selected security system technologies that may be used in a physical protection system are discussed. The scope of this document is limited to the identification of a set of best practices associated with the design and evaluation of physical security at future nuclear power plants in general. As such, it does not provide specific recommendations for the design and evaluation of physical security for any specific reactor design. These best practices should be applicable to the design and evaluation of physical security for all future plants. Note that the original NUREG/CR-1345 remains valid for many light water reactor designs. While the focus of this document is on new plants, existing nuclear power plants and nuclear material facilities may be able to apply these best practices and security system technologies when upgrading or modifying their physical protection systems.

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Summary of Information Presented at an NRC-Sponsored Low-Power Shutdown Public Workshop, April 27, 1999, Rockville, Maryland

Whitehead, Donnie W.

This report summarizes a public workshop that was held on April 27, 1999, in Rockville, Maryland. The workshop was conducted as part of the US Nuclear Regulatory Commission's (NRC) efforts to further develop its understanding of the risks associated with low power and shutdown operations at US nuclear power plants. A sufficient understanding of such risks is required to support decision-making for risk-informed regulation, in particular Regulatory Guide 1.174, and the development of a consensus standard. During the workshop the NRC staff discussed and requested feedback from the public (including representatives of the nuclear industry, state governments, consultants, private industry, and the media) on the risk associated with low-power and shutdown operations.

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Observations and insights from the Grand Gulf Low Power and Shutdown Study of POS 5 during a refueling outage

Whitehead, Donnie W.

With the completion of the documentation of the results from the Grand Gulf Nuclear Power Plant Low Power and Shutdown (LP and S) Project funded by the US Nuclear Regulatory Commission, detailed probabilistic risk assessment (PRA) information from a boiling water reactor for a specific time period in LP and S conditions became available for examination. This paper summarizes why LP and S conditions should be examined and how the particular operational state was selected. It also summarizes observations and insights extracted from an examination of: (1) results in the LP and S documentation, (2) the specific models and assumptions used in the LP and S analyses, (3) selected results from the full power analysis, (4) the experience of the analysts who performed the original LP and S study, and (5) results from sensitivity calculations to help determine the impact that model assumptions and data values had on the results from the original LP and S analysis. Observations and insights on core damage frequency and aggregate risk (early fatalities and total latent cancer fatalities) associated with operations during plant operational state 5 (i.e., basically cold shutdown as defined by Technical Specifications) during a refueling outage for traditional internal events are provided. In addition, a discussion of similarities and differences between full power accidents and accidents during LP and S conditions is provided. As part of this discussion, core damage frequency and risks results are presented on a per hour and per calendar year basis, allowing alternative perspectives on both the core damage frequency and risk associated with these two operational states.

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Observations and insights from low power and shutdown studies: Grand Gulf Nuclear Power Plant during POS 5 of a refueling outage

Whitehead, Donnie W.

With the recent completion of the documentation of the results from the Grand Gulf Nuclear Power Plant Low Power and Shutdown (LP and S) project funded by the US Nuclear Regulatory Commission (NRC), detailed probabilistic risk assessment (PRA) information from a boiling water reactor (BWR) for a specific time period in LP and S conditions became available for examination. This report contains observations and insights extracted from an examination of: (1) results in the LP and S documentation; (2) the specific models and assumptions used in the LP and S analyses; (3) selected results from the full-power analysis; (4) the experience of the analysts who performed the original LP and S study; and (5) results from sensitivity calculations performed as part of this project to help determine the impact that model assumptions and data values had on the results from the original LP and S analysis. Specifically, this study makes observations on and develops insights from the estimates of core damage frequency and aggregate risk (early fatalities and total latent cancer fatalities) associated with operations during plant operational state (POS) 5 (i.e., basically cold shutdown as defined by Technical Specifications) during a refueling outage for traditional internal events. A discussion of similarities and differences between full power accidents and accidents during LP and S conditions is provided. As part of this discussion, core damage frequency and risks results are presented on a per hour and per calendar year basis, allowing alternative perspectives on both the core damage frequency and risk associated with these two operational states.

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Generic event trees and the treatment of dependencies and non-proceduralized actions in a low power and shutdown Probabilistic Risk Assessment

Whitehead, Donnie W.

Sandia National Laboratories was tasked by the US Nuclear Regulatory Commission to perform a Probabilistic Risk Assessment (PRA) of a boiling water reactor (BWR) during low power and shutdown (LP&S) conditions. The plant chosen for the study was Grand Gulf Nuclear Station (GGNS), a BWR 6. In performing the analysis, it was found that in comparison with full-power PRAs, the low decay heat levels present during LP&S conditions result in a relatively large number of ways by which cooling can be provided to the core. In addition, because of the less stringent requirements imposed on system configurations possible is large and the availability of plant systems is more difficult to specify. These aspects of the LP&S environment led to the development and use of ``generic`` event trees in performing the analysis. The use of ``generic`` event trees, in turn, had a significant impact on the nature of the human reliability analysis (HRA) that was performed. This paper describes the development of the event trees for the LP&S PRA and important aspects of the resulting HRA.

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Enhancements to data collection and reporting of single and multiple failure events

Whitehead, Donnie W.

During the past few years, methods have been developed for quantifying and analyzing common cause failures (CCFs). These methods have outpaced current data collection activities. This document discusses the collection and documentation of failure events at nuclear power plants with respect to these new CCFs methods. The report concentrates on the information necessary to improve the parameter estimates for both independent and dependent events in probabilistic risk assessments (PRAS) and alludes to the fact that the same information can be used to enhance other nuclear power plant activities. Several existing data bases are reviewed as to their adequacy for these new CCF methods, and areas where information is lacking, either because certain information is simply not required to be reported or because required information was simply not reported, are identified. Finally, data needs identified from recent PRAs are discussed.

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Accident sequence analysis for a BWR (Boiling Water Reactor) during low power and shutdown operations

Whitehead, Donnie W.

Most previous Probabilistic Risk Assessments have excluded consideration of accidents initiated in low power and shutdown modes of operation. A study of the risk associated with operation in low power and shutdown is being performed at Sandia National Laboratories for a US Boiling Water Reactor (BWR). This paper describes the proposed methodology for the analysis of the risk associated with the operation of a BWR during low power and shutdown modes and presents preliminary information resulting from the application of the methodology. 2 refs., 2 tabs.

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9 Results
9 Results