DOE Clearance Topics of Interest

Background Investigations and Reinvestigations

Background investigations are used by federal agencies (e.g., DOE) as the basis for security clearance determinations, as required by Executive Orders and other rules and regulations. The process begins with a Questionnaire for National Security Positions (SF-86), completed via the electronic Application for Investigation Processing (eApp), an online application. Information required on this questionnaire includes detailed information about you and your background. In general, the investigation consists of a variety of record checks and, depending on the clearance level requested, may involve a personal interview with you and interviews with persons who know you well (e.g., family, friends, and references) or otherwise know of you (e.g., neighbors, co-workers, associates). If you are required to apply for a clearance, you will be informed by your manager. The Clearance Office will then contact you and provide instructions.

Background Reinvestigations are required and are intended to ensure that individuals with security clearances are routinely re-evaluated to determine their continued need and eligibility to possess their clearances. Reinvestigations for “L” and “Q” access authorizations occur on a 5-year cycle, respectively. When you are due for a clearance reinvestigation, you will be contacted by the Clearance Office and provided instructions.

Background Investigator Identity and Methods of Contact

The Defense Counterintelligence and Security Agency (DCSA) under the U.S. Department of Defense is responsible for conducting most background investigations for the federal government.

In addition to Special Agents, DCSA uses a variety of contractors (e.g., Perspecta, CACI, Securitas) to support its mission. These contractors may also use subcontractors. All DCSA-affiliated investigators carry credentials and will identify themselves as associated with DCSA.

To facilitate their function, investigators are authorized to call, email, and text persons who are under investigation. These contacts are routinely initiated to update information and/or to schedule an interview (e.g., Perspecta online scheduling tool). Investigators are also authorized to conduct telephonic interviews in accordance with DCSA policy.

Those who are contacted by an investigator via phone, email, or text should not disregard this as phishing or marketing attempts.

Prompt response to investigators’ messages is essential, to aid in the timely completion of background investigations. Prompt attention also indicates the recipient’s compliance with DOE requirements, which specify that affected individuals must cooperate with the security clearance process.

Verification

As deemed necessary, one may verify the validity of a contact or identity of a DCSA investigator by contacting the DCSA Verification/Complaint Hotline at 1-888-795-5673 between 7 a.m. and 4 p.m. Eastern Time, Monday through Fridays, or via email to dcsa.boyers.bi.mbx.investigator-verifications@mail.mil

Points to Remember

The electronic Application for Investigation Processing (eApp) requests both personal contact information (e.g., email/cell phone) and work contact information.
Individuals undergoing investigation or reinvestigation should be aware that investigators may contact them using any of the methods mentioned above.
To facilitate the clearance process, individuals should respond promptly to investigator requests.

Checking the Status of a Clearance Request Submitted to DOE

Individuals whose clearance request has been submitted to DOE may access the DOE Applicant Tracking System (ATS) an online application provided by DOE to view when:

A background investigation is scheduled
A completed background investigation has been received by DOE
A clearance determination has been made by DOE

For instructions on creating a username and password to access the ATS, refer to the ATS Quick Reference Guide.

Requesting a Copy of Your Background Investigation/eApp

To request a copy of your background investigation or investigative form completed in eApp, contact the Defense Counterintelligence and Security Agency (DCSA) for instructions.

Providing Acceptable Evidence of U.S. Citizenship for a DOE Clearance Request

Only U.S. citizens are eligible for a DOE security clearance. In accordance with DOE requirements, acceptable evidence of U.S. citizenship must be verified and consists of the following:

For an individual born in the U.S., one of the following is required:
- Original or certified U.S. birth certificate.
- Current or expired U.S. passport.
For an individual claiming citizenship by naturalization, a Certificate of Naturalization (Form N-550 or N-570) showing the individual’s name is required.
For an individual claiming citizenship acquired by birth abroad to a U.S. citizen, one of the following (showing the individual’s name) is required:
- Certificate of Citizenship Form N-560 or N-561.
- Report of Birth Abroad of a Citizen of the U.S. of America (State Department Form FS 240).
- Certificate of Birth (Form FS 545 or DS 1350).
- Current or expired U.S. passport.
- Record of Military Processing – Armed Forces of the U.S. (DD Form 1966), provided it reflects that the individual is a U.S. citizen.

Administrative Termination and Request Withdrawal

DOE clearance administrative terminations are associated with granted clearances. DOE clearance withdrawals are associated with pending clearance requests. Generally, these actions are not adverse in nature and do not prevent or hinder a subsequent request to reinstate a previously held clearance or reapply for a new one. In addition, DOE clearance administrative terminations and withdrawals are actions exclusive to the DOE clearance process and have no relationship to employment or contract-related matters.

Administrative Termination and Request Withdrawal

An administrative termination of a clearance may occur when:

Clearance is no longer required (e.g., no longer employed or changed employers).
Access to classified matter or SNM is no longer required.

Because an individual’s responsibility to protect classified and sensitive information continues long after termination of their clearance, DOE requires formerly cleared Members of the Workforce to review and sign DOE F 472.12 Security Termination Statement. To simplify the administrative termination process and ensure consistency, the required Termination Briefing and associated Security Termination Statement—previously administered/delivered separately—are combined into one form: DOE F 472.12, Security Termination Statement and Security Termination Briefing (SEC225) Addendum. This form is commonly prepared and completed in the presence of the individual’s manager, who also signs the form as the “Debriefing Official.” A Human Resource Business Partner or Sandia Designated Representative may also prepare the form and sign as the “Debriefing Official.”

Important points to keep in mind:

DOE F 472.12 must be returned to the appropriate Clearance Office within 3 working days of the clearance termination action.
- The completed form may be submitted via fax, encrypted email, or hand carry.
- Do not use interoffice mail.
- The affected individual should retain the Security Termination Briefing (SEC225) Addendum portion for his/her records.
In all cases, effort must be made to directly contact the affected individual to complete the briefing.
If the affected individual is not available to review and sign DOE F 472.12 in a timely manner, the form must still be completed (under signature of a Debriefing Official) and submitted to the appropriate Clearance Office within 3 working days of the clearance termination action. At the individual’s signature block, the annotation “unavailable for signature” must be indicated.
Completion of the DOE F 472.12 only terminates the security clearance; it does not affect employment or contract status.

Clearance Request Withdrawal

If an clearance request in progress is no longer necessary, prompt notification must be made by email to clearance-nm@sandia.gov. The notification must include the individual’s name, a statement of intent to withdraw the clearance request, and whether an uncleared authorization (and badge as applicable) for the individual remains necessary.

DOE Clearances and Dual Citizenship

DOE allows for a dual citizen to apply for a security clearance provided one of the citizenships is with the United States.

Related Information

Dual citizenship may impact an individual’s eligibility for other access authorization types such as SAP, SIGMA, SCI, etc. As necessary, contact each responsible program office for details.
Any change in citizenship by a Member of the Workforce must be reported in accordance with DOE and SNL reporting requirements.