Publications

In the past several years, several international agencies have begun to collect data on human performance in nuclear power plant simulators [1]. This data provides a valuable opportunity to improve human reliability analysis (HRA), but there improvements will not be realized without implementation of Bayesian methods. Bayesian methods are widely used in to incorporate sparse data into models in many parts of probabilistic risk assessment (PRA), but Bayesian methods have not been adopted by the HRA community. In this article, we provide a Bayesian methodology to formally use simulator data to refine the human error probabilities (HEPs) assigned by existing HRA methods. We demonstrate the methodology with a case study, wherein we use simulator data from the Halden Reactor Project to update the probability assignments from the SPAR-H method. The case study demonstrates the ability to use performance data, even sparse data, to improve existing HRA methods. Furthermore, this paper also serves as a demonstration of the value of Bayesian methods to improve the technical basis of HRA.

Probabilistic Risk Assessment (PRA) is a fundamental part of safety/quality assurance for nuclear power and nuclear weapons. Traditional PRA very effectively models complex hardware system risks using binary probabilistic models. However, traditional PRA models are not flexible enough to accommodate non-binary soft-causal factors, such as digital instrumentation&control, passive components, aging, common cause failure, and human errors. Bayesian Networks offer the opportunity to incorporate these risks into the PRA framework. This report describes the results of an early career LDRD project titled %E2%80%9CUse of Limited Data to Construct Bayesian Networks for Probabilistic Risk Assessment%E2%80%9D. The goal of the work was to establish the capability to develop Bayesian Networks from sparse data, and to demonstrate this capability by producing a data-informed Bayesian Network for use in Human Reliability Analysis (HRA) as part of nuclear power plant Probabilistic Risk Assessment (PRA). This report summarizes the research goal and major products of the research.

Many of the Performance Shaping Factors (PSFs) used in Human Reliability Analysis (HRA) methods are not directly measurable or observable. Methods like SPAR-H require the analyst to assign values for all of the PSFs, regardless of the PSF observability; this introduces subjectivity into the human error probability (HEP) calculation. One method to reduce the subjectivity of HRA estimates is to formally incorporate information about the probability of the PSFs into the methodology for calculating the HEP. This can be accomplished by encoding prior information in a Bayesian Network (BN) and updating the network using available observations. We translated an existing HRA methodology, SPAR-H, into a Bayesian Network to demonstrate the usefulness of the BN framework. We focus on the ability to incorporate prior information about PSF probabilities into the HRA process. This paper discusses how we produced the model by combining information from two sources, and how the BN model can be used to estimate HEPs despite missing observations. Use of the prior information allows HRA analysts to use partial information to estimate HEPs, and to rely on the prior information (from data or cognitive literature) when they are unable to gather information about the state of a particular PSF. The SPAR-H BN model is a starting point for future research activities to create a more robust HRA BN model using data from multiple sources.

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