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Falls Risk Classification of Older Adults Using Deep Neural Networks and Transfer Learning

IEEE Journal of Biomedical and Health Informatics

Martinez, Matthew T.; De Leon, Phillip L.

Prior research in falls risk classification using inertial sensors has relied on the use of engineered features, which has resulted in a feature space containing hundreds of features that are likely redundant and possibly irrelevant. In this paper, we propose using fully convolutional neural networks (FCNNs) to classify older adults at low or high risk of falling using inertial sensor data collected from a smartphone. Due to the limited nature of older adult inertial gait datasets, we first pre-train the FCNN models using a publicly available dataset for pedestrian activity recognition. Then via transfer learning, we train the network for falls risk classification. We show that via transfer learning, our falls risk classifier obtains an area under the receiver operating characteristic curve of 93.3%, which is 10.6%higher than the equivalent model trained without the use of transfer learning. Additionally, we show that our method outperforms other standard machine learning classifiers trained on features developed in prior research.

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Bayesian classification of falls risk

Gait and Posture

Martinez, Matthew T.; De Leon, Phillip L.; Keeley, David

Background: Prior research in falls risk prediction often relies on qualitative and/or clinical methods. There are two challenges with these methods. First, qualitative methods typically use falls history to determine falls risk. Second, clinical methods do not quantify the uncertainty in the classification decision. In this paper, we propose using Bayesian classification to predict falls risk using vectors of gait variables shown to contribute to falls risk. Research Questions: (1) Using a vector of risk ratios for specific gait variables shown to contribute to falls risk, how can older adults be classified as low or high falls risk? and (2) how can the uncertainty in the classifier decision be quantified when using a vector of gait variables? Methods: Using a pressure sensitive walkway, biomechanical measurements of gait were collected from 854 adults over the age of 65. In our method, we first determine low and high falls risk labels for vectors of risk ratios using the k-means algorithm. Next, the posterior probability of low or high falls risk class membership is obtained from a two component Gaussian mixture model (GMM) of gait vectors, which enables risk assessment directly from the underlying biomechanics. We classify the gait vectors using a threshold based on Youden's J statistic. Results: Through a Monte Carlo simulation and an analysis of the receiver operating characteristic (ROC), we demonstrate that our Bayesian classifier, when compared to the k-means falls risk labels, achieves an accuracy greater than 96% at predicting low or high falls risk. Significance: Our analysis indicates that our approach based on a Bayesian framework and an individual's underlying biomechanics can predict falls risk while quantifying uncertainty in the classification decision.

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Novelty detection for predicting falls risk using smartphone gait data

ICASSP, IEEE International Conference on Acoustics, Speech and Signal Processing - Proceedings

Martinez, Matthew T.; De Leon, Phillip L.; Keeley, David

In this paper, we consider the problem of falls risk prediction in elderly adults using smartphone-based inertial gait measurements. We begin by collecting a parallel data set from a pressure sensitive walkway and smartphones. The walk-way data is used to calculate the falls risk ground truth using well-established biomechanical norms. The smartphone data and falls risk labels are then used to train and evaluate both the one-class support vector machine (OC-SVM) and the support vector data description (SVDD) novelty detectors. In our evaluation, we find the SVDD has an average F1 score, used as a measure of classifier performance by equally weighting precision and recall, of 76% for females and 79% for males compared to 79%for a universal model. These results demonstrate the potential for predicting falls risk from smartphone data using novelty detection.

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A smartphone-based gait data collection system for the prediction of falls in elderly adults

Proceedings of the International Telemetering Conference

Martinez, Matthew T.; De Leon, Phillip L.

Falls prevention efforts for older adults have become increasingly important and are now a significant research effort. As part of the prevention effort, analysis of gait has become increasingly important. Data is typically collected in a laboratory setting using 3-D motion capture, which can be time consuming, invasive and requires expensive and specialized equipment as well as trained operators. Inertial sensors, which are smaller and more cost effective, have been shown to be useful in falls research. Smartphones now contain Micro Electro-Mechanical (MEM) Inertial Measurement Units (IMUs), which make them a compelling platform for gait data acquisition. This paper reports the development of an iOS app for collecting accelerometer data and an offline machine learning system to classify a subject, based on this data, as faller or non-faller based on their history of falls. The system uses the accelerometer data captured on the smartphone, extracts discriminating features, and then classifies the subject based on the feature vector. Through simulation, our preliminary and limited study suggests this system has an accuracy as high as 85%. Such a system could be used to monitor an at-risk person's gait in order to predict an increased risk of falling.

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20 Results