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Codes & Standards Draft

List of Safety Codes and Standards

Example BESS with Key Codes & Standards

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Codes and Standards

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ASHRAE 21-2022 (IEEE 1635-2022) Guide for the Ventilation and Thermal Management of Batteries for Stationary Applications

Assists users involved in the design and management of new stationary lead-acid, valve-regulated lead-acid, nickel-cadmium, and lithium-ion battery installations. The focus is the environmental design and management of the installation, and to improve workplace safety and improve battery reliability as well as the safety of personnel and equipment.

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ASME TES-1 – 2020Safety Standard for Thermal Energy Storage Systems: Molten Salt

Provides safety-related criteria for molten salt thermal energy storage systems.

ASME TES-2Safety Standard for Thermal Energy Storage Systems, Requirements for Phase Change, Solid and Other Thermal Energy Storage Systems

Provides guidance on the design, construction, testing, maintenance, and operation of thermal energy storage systems, including but not limited to phase change materials and solid-state energy storage media, giving manufacturers, owners, users, and others concerned with or responsible for its application by prescribing necessary safety requirements.

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CSA C22.1:21Canadian Electrical Code, Part I (25th Edition), Safety Standard for Electrical Installations

This Code applies to all electrical work and electrical equipment operating or intended to operate at all voltages in electrical installations for buildings, structures, and premises, including factory-built relocatable and non-relocatable structures, and self-propelled marine vessels stationary for periods exceeding five months and connected to a shore supply of electricity continuously or from time to time, with a few exceptions.

CSA C22.2 No. 107.1:16 (R2021) Power Conversion Equipment

Pertains to both alternating current (AC) and direct current (DC) power conversion equipment associated with energy storage systems (ESS).

CSA C22.2 No. 340:23 Battery Management Systems

A new standard that will apply to the design, performance, and safety of battery management systems.  It includes use in several application areas, including stationary batteries installed in local energy storage, smart grids and auxillary power systems, as well as mobile batteries used in electric vehicles (EV), rail transport and aeronautics.

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ICC International Fire Code ®2021 International Fire Code ®

Contains regulations to safeguard life and property from fires and explosion hazards. Topics include general precautions, emergency planning and preparedness, fire department access and water supplies, automatic sprinkler systems, fire alarm systems, special hazards, and the storage and use of hazardous materials.

ICC International Fire Code ®2021 International Residential Code ®

Comprises all building, plumbing, mechanical, fuel gas and electrical requirements for one- and two-family dwellings and townhouses up to three stories.

ICC International Building Code® 2021 International Building Code®

Applies to all buildings except detached one- and two-family dwellings and townhouses up to three stories.

ICC Fire Code Action Committee (FCAC)Fire Code Action Committee

ESS WG 4.1 is responsible for drafting recommended changes to the International Fire Code for ESS standards/codes development consistent with the needs of industry and with NFPA 855.

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IEC 62933-5-3, Edition 1Safety Requirements for Grid-Integrated ESS Systems – Electrochemical-based Systems

2020 Edition that is part of IEC 62933 which specifies the safety requirements of an electrochemical energy storage system that incorporates non-anticipated modification, e.g. partial repalcement, changing application, relocation and/or loading reused batteries.

IEC 62933-5-2, Edition 2Safety Requirements for Grid-Integrated ESS Systems – Electrochemical-based Systems

2020 Edition that is part of IEC 62933 which specifies the safety requirements of an electrochemical energy storage system.

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IEEE 1547-2018IEEE Standard for Interconnection and Interoperability of Distributed Energy Resources with Associated Electric Power Systems Interfaces

The technical specifications for, and testing of, the interconnection and interoperability between utility electric power systems (EPSs) and distributed energy resources (DERs). Provides requirements relevant to the performance, operation, testing, safety considerations, and maintenance of the interconnection.

IEEE 1547.2-2008IEEE Application Guide for IEEE Std 1547, IEEE Standard for Interconnecting Distributed Resources with Electric Power Systems

Provides technical background and application details to support understanding of IEEE Std 1547-2003.

IEEE 1547.3-2023IEEE-Approved Draft Guide for Cybersecurity of Distributed Energy Resources Interconnected with Electric Power Systems

Provides guidelines for Cybersecurity of Distributed Energy Resources (DER) interconnection with Electric Power Systems (EPS).

IEEE 1547.9-2022 IEEE Guide for Using IEEE Std 1547 for Interconnection of Energy Storage Distributed Energy Resources with Electric Power Systems

Describes the application of IEEE Std 1547-2018 to the interconnection of energy storage distributed energy resources (ES DER) to electric power systems (EPSs). Provides guidance on prudent and technically sound approaches to interconnections, along with examples of such interconnection.

IEEE 1578-2018IEEE Recommended Practice for Stationary Battery Electrolyte Spill Containment and Management

Provides descriptions of products, methods, and procedures relating to stationary batteries, battery electrolyte spill mechanisms, electrolyte containment and control methodologies, and firefighting considerations.

IEEE/ASHRAE 1635-2018IEEE/ASHRAE Guide for the Ventilation and Thermal Management of Batteries for Stationary Applications

Vented lead-acid (VLA), valve-regulated lead-acid (VRLA), and nickel-cadmium (NiCd) stationary battery installations are discussed in this guide, written to serve as a bridge between the electrical designer and the heating, ventilation, and air-conditioning (HVAC) designer.

IEEE 1679-2020IEEE Recommended Practice for the Characterization and Evaluation of Energy Storage Technologies in Stationary Applications

Provides recommended information for an objective evaluation of an emerging or alternative energy storage device or system by a potential user for any stationary application.

IEEE 1679.1-2017IEEE Guide for the Characterization and Evaluation of Lithium-Based Batteries in Stationary Applications

Guidance for an objective evaluation of lithium-based energy storage technologies by a potential user for any stationary application. To be used in conjunction with IEEE Std 1679-2010, IEEE Recommended Practice for the Characterization and Evaluation of Emerging Energy Storage Technologies in Stationary Applications.

IEEE 1679.2-2018IEEE Guide for the Characterization and Evaluation of Sodium-Beta Batteries in Stationary Applications

Provides guidance for evaluation of the characteristics and performance of Sodium-Beta batteries by a potential user for stationary applications. To be used in conjunction with IEEE Std 1679, IEEE Recommended Practice for the Characterization and Evaluation of Emerging Energy Storage Technologies in Stationary Applications.

IEEE P1679.3Draft Guide for the Characterization and Evaluation of Flow Batteries in Stationary Applications

Provides guidance for an objective evaluation of flow batteries by a potential user for any stationary application. To be used in conjunction with IEEE Std 1679, IEEE Recommended Practice for the Characterization and Evaluation of Emerging Energy Storage Technologies in Stationary Applications.

IEEE P1679.4Guide for the Characterization and Evaluation of Alkaline Batteries in Stationary Applications

Defines guidance for an objective evaluation of alkaline energy storage technologies by a potential user for a stationary application. To be used in conjunction with IEEE Std 1679, IEEE Recommended Practice for the Characterization and Evaluation of Energy Storage Technologies in Stationary Applications. Primary (non-rechargeable) alkaline batteries and secondary nickel-cadmium batteries are beyond the scope of this document.

IEEE 1815-2012IEEE Standard for Electric Power Systems Communications-Distributed Network Protocol (DNP3)

Specifies the DNP3 protocol structure, functions, and interoperable application options (subset levels).

IEEE P2686Recommended Practice for Battery Management Systems in Energy Storage Applications

Includes information on the design, installation, and configuration of battery management systems in stationary applications, including both grid-interactive, standalone cycling and standby modes. Covers battery management hardware, software, and configuration.

IEEE P2688Recommended Practice for Energy Storage Management Systems in Energy Storage Applications

Provides a recommended practice for the development and deployment of Energy Storage Management Systems (ESMS) in grid applications. Includes a set of core functions of ESMS software and core capabilities of ESMS hardware, addressing the fundamental requirements for operating energy storage systems (ESSs) in grid applications.

IEEE 2800-2022IEEE Standard for Interconnection and Interoperability of Inverter-Based Resources (IBRs) Interconnecting with Associated Transmission Electric Power Systems

Establishes uniform technical minimum requirements for the interconnection, capability, and lifetime performance of inverter-based resources interconnecting with transmission and sub-transmission systems

IEEE P2836Recommended Practice for Performance Testing of Electrical Energy Storage (EES) System in Electric Charging Stations in Combination with Photovoltaic (PV)

Focuses on the performance test of energy storage systems in the application scenario of PV-Storage-Charging stations with voltage levels of 10kV and below. The test methods and procedures of key performance indexes are defined based on the duty cycle deriving from the operation characteristic of the energy storage systems

IEEE P2962Recommended Practice for Installation, Operation, Maintenance, Testing, and Replacement of Lithium-ion Batteries in Stationary Applications

Will provide a recommended practice for installation design, storage, installation, ventilation, instrumentation, charging, maintenance, capacity testing, and replacement of Li-ion (Lithium-ion) batteries. Will also provide guidance on compliance to safety standards; as well as best practices for worker safety during installation, maintenance, and testing.

IEEE C2-2023National Electric Safety Code (NESC)

Covers practical safeguarding of persons during the installation, operation, or maintenance of (1) electric supply stations, (2) overhead supply and communications lines, and (3) underground or buried supply and communication cables. Also includes work rules for the operation of electric supply and communications lines and equipment.

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ANSI/ISA-60079-02013 Explosive Atmospheres – Part 0: Equipment – General Requirements

Specifies the general requirements for construction, testing and marking of electrical equipment and Ex Components intended for use in explosive atmospheres. 

ANSI/ISA-TR12.13.01-1999 (R2013)Flammability Characteristics of Combustible Gases and Vapors

Provides a summary of the available limit of flammability, autoignition, and burning-rate data for more than 200 combustible gases and vapors in air and other oxidants, as well as of empirical rules and graphs that can be used to predict similar data for thousands of other combustibles under a variety of environmental conditions.

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MESA DERMESA-DER (Becoming IEEE 1815.2 Standard)

Defines the communication requirements for distributed energy resources (DER), with a special focus on utility-scale energy storage systems (ESS). Note: MESA-DER is now becoming the IEEE 1815.2 Standard, with balloting expected in early 2024.

MESA-Device SpecificationsMESA-Device Specifications

Comprises three documents covering the communications with the three major components of an energy storage system (Power Control Systems (PCS), Battery Storage, and Meters).

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NECA 701-2013Energy Management, Demand Response and Energy Solutions

Describes methods and procedures used for performing energy conservation surveys, controlling and maintaining energy consumption, implementing the smart grid and demand response, and developing, implementing and evaluation energy conservation measures for residential, commercial, and industrial applications.

NECA 417-2019Designing, Installing, Maintaining, and Operating Microgrids

Provides recommended practices for the design, installation, commissioning, operation, and maintenance of microgrids.

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NEMA ESS 1-2019Standard for Uniformly Measuring and Expressing the Performance of Electrical Energy Storage Systems

Identifies general information and technical specifications relevant in describing an ESS and also defines a set of test, measurement, and evaluation criteria with which to express the performance of electrical ESSs that are intended for energy-intensive and/or power-intensive stationary applications.

NEMA 250 Enclosure TypesNEMA EN P1-2021

Provides general information on the definitions of NEMA Enclosure Types, is a guide for comparing specific applications of enclosures, and provides a comparison between NEMA Enclosure Type Numbers and ANSI/IEC Enclosure Classification Designations.

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NFPA 1Fire Code

Advances fire and life safety for the public and first responders as well as property protection by providing a comprehensive, integrated approach to fire code regulation and hazard management. It addresses all the bases with extracts from and references to more than 130 NFPA® codes and standards.

NFPA 70National Electric Code ®

Adopted in all 50 states, NFPA 70, National Electrical Code (NEC) is the benchmark for safe electrical design, installation, and inspection to protect people and property from electrical hazards.

NFPA 75Standard for the Fire Protection of Information Technology Equipment

Covers the requirements for the protection of information technology equipment and information technology equipment areas from fire damage by fire or its associated effects–smoke, corrosion, heat, and water.

NFPA 76Standard for the Fire Protection of Telecommunications Facilities

Provides requirements for fire protection of telecommunications facilities providing telephone, data, internet transmission, wireless, and video services to the public as well as life safety for the occupants plus protection of equipment and service continuity.

NFPA 5000Building Construction and Safety Code ®

Provides requirements for those construction, protection, and occupancy features necessary to safeguard life, health, property, and public welfare and minimize injuries.

NFPA 791Recommended Practice and Procedures for Unlabeled Electrical Equipment Evaluation

Covers recommended procedures for evaluating unlabeled electrical equipment for compliance with nationally recognized standards.

NFPA 78Guide on Electrical Inspections

New standard covering the minimum criteria for organizing and conducting electrical inspections, including administration, plan review and field inspections. 

NFPA 855Standard for the Installation of Stationary Energy Storage Systems

Provides the minimum requirements for mitigating the hazards associated with ESS.

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UL 810AElectrochemical Capacitors

Covers requirements for electrochemical capacitors for use in equipment such as electronic products, uninterruptible power supplies, emergency lighting, engine starting, and power equipment. Does not cover electrochemical capacitors for use in hazardous (Classified) locations.

UL 1642Lithium Batteries

Covers requirements for primary (nonrechargeable) and secondary (rechargeable) lithium batteries for use as power sources in products with the purpose of reducing the risk of fire or explosion. 

UL 1741Inverters, Converters, Controllers and Interconnection System Equipment for Use With Distributed Energy Resources

Covers requirements for inverters, converters, charge controllers, and interconnection system equipment (ISE) intended for use in stand-alone (not grid-connected) or interactive (grid-connected) power systems.

ANSI/CAN/UL 1973Batteries for Use in Stationary and Motive Auxiliary Power Applications

Covers requirements for battery systems as defined by this standard for use as energy storage for stationary applications such as for PV, wind turbine storage or for UPS, etc. applications. Also covers battery systems as defined by this standard for use in light electric rail (LER) applications and stationary rail applications such as rail substations.

ANSI/CAN/UL 1974Evaluation for Repurposing Batteries

Covers the sorting and grading process of battery packs, modules and cells and electrochemical capacitors that were originally configured and used for other purposes, such as electric vehicle propulsion, and that are intended for a repurposed use application, such as for use in energy storage systems and other applications for battery packs, modules, cells and electrochemical capacitors. Also covers application-specific requirements for repurposed battery packs/systems and battery packs/systems utilizing repurposed modules, cells and other components.

ANSI-CAN-UL-ULC-2580Batteries for Use In Electric Vehicles

Covers electrical energy storage assemblies such as battery packs, combination battery pack-electrochemical capacitor assemblies and the subassembly/modules that make up these assemblies for use in electric-powered vehicles.

ANSI-CAN-UL 9540Energy Storage Systems and Equipment

Covers an energy storage system (ESS) that is intended to receive and store energy in some form so that the ESS can provide electrical energy to loads or to the local/area electric power system (EPS) when needed. Electrochemical, chemical, mechanical, and thermal ESS are covered by this Standard.

ANSI/CAN/UL 9540AStandard for Test Method for Evaluating Thermal Runaway Fire Propagation in Battery Energy Storage Systems

The test methodology in this document evaluates the fire characteristics of a battery energy storage system that undergoes thermal runaway. The data generated will be used to determine the fire and explosion protection required for an installation of a battery energy storage system.

UL 60079-0Standard for Explosive Atmospheres – Part 0: Equipment – General Requirements

This part of IEC 60079 document specifies the general requirements for construction, testing and marking of Ex Equipment and Ex Components intended for use in explosive atmospheres.

UL 62133-2Standard for Safety for Secondary Cells and Batteries Containing Alkaline or Other Non-Acid Electrolytes – Safety Requirements for Portable Sealed Secondary Cells, and for Batteries Made from Them, for Use in Portable Applications – Part 2: Lithium Systems

This part of IEC 62133 specifies requirements and tests for the safe operation of portable sealed secondary lithium cells and batteries containing non-acid electrolyte, under intended use and reasonably foreseeable misuse.

Reference Documents

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DNVGL-RP-0043Safety, Operation, and Performance of Grid-Connected Energy Storage Systems

Provides a comprehensive set of recommendations for grid-connected energy storage systems. It aims to be valid in all major markets and geographic regions, for all applications, on all levels from component to system, covering the entire life cycle. End users, operators and other stakeholders will be able to take this RP as their single all-encompassing document for such systems, providing them with direct guidance or referencing through other guidelines and standards.

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FM Global Property Loss Prevention Data Sheet #5-33Lithium-Ion Battery Energy Storage Systems

Describes loss prevention recommendations for the design, operation, protection, inspection, maintenance, and testing of electrical energy storage systems, which can include batteries, battery chargers, battery management systems, thermal management issues, associated enclosures and auxiliary systems. The focus of this data sheet is primarily on lithium-ion battery technology.

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www.BatteryArchive.orgBattery Archive

BatteryArchive.org is a recently launched public repository for visualization, analysis, and comparison of battery data across institutions. The database includes standardized metadata and file formats, and basic plots of all uploaded time series and cycle data. The site currently focuses on cycle aging for commercial Li-ion cells but will expand to other kinds of battery data in the future.