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Policy Area

ESH-Environment Safety & Health

Procedure Number

ESH100.2.GEN.2

Procedure Title

Determine, Complete, and Document Required ES&H Training

Procedure Manager

HOLLEY, BELINDA M.

Status

Active

Subject Matter Expert

  • Linda P. Wilson
  • Dorrance E. McLean—CA Contact

 

Applicability, Exceptions, and Consequences

This corporate procedure applies to all Members of the Workforce, except as noted below.

This procedure addresses two types of ES&H Training: corporate-managed and line-managed training. Descriptions of these types of training are in the Ownership by Activity table on the Corporate Learning and Professional Development (CL&PD) website.

This procedure does not address the performance-based training processes required at nuclear facilities and for safeguards and security. Those organizations may have to meet certain DOE requirements for performance-based training and qualification programs as stated in DOE O 426.2 and DOE M 470.4-1, Change 1 respectively.

Note: Specific requirements for ES&H training are identified in other ES&H procedures. To determine who is responsible for managing which type of ES&H training, see Ownership by Activity. Clarifying roles, responsibilities, and accountabilities prior to starting any training development effort is critical to ensure project success. The Ownership by Activity table summarizes responsibilities for the training categories. Also included in this table is a suggested activity sequence that corresponds to a systematic approach to training (analysis, design, development, implementation, and evaluation).

Exceptions to, or deviations from this procedure must be approved through the Executive Policy Sponsor or Policy Area Manager, if delegated. Click here to view Contacts for Corporate Policies, Processes, and Procedures. See CG100.1.7, Request an Exception to a Policy, Process, or Procedure, for directions on how to obtain an exception to this procedure.

Granting or permitting exceptions or violations of policy, process, or procedure without authority, regardless of position or title, may be cause for disciplinary action up to and including termination of employment. Violating a policy, process, or procedure may be cause for disciplinary action up to and including termination of employment.

IMPORTANT NOTICE: A printed copy of this document may not be the document currently in effect. The official version is located on the Sandia National Laboratories Sandia Restricted Network (SRN).

Procedure Overview

This chapter addresses two types of ES&H training: corporate-managed and line-managed.

Procedure Requirements

ES&H Training

Activity Responsible Individual Required Action
Determine Corporate Required Training Managers Refer to Corporate Procedure HR100.2.1, Identify and Complete Sandia Required Training for all Members of the Workforce.
Determine Job, Function, and Organization Specific Training Managers Refer to Corporate Procedure HR100.2.2, Identify and Complete Job, Function, and Organization Specific Training.
Determine Appropriate Line-Managed Training Managers Refer to Corporate Procedure HR100.2.2, Identify and Complete Job, Function, and Organization Specific Training.
Complete Required Training

Managers

 

  • Complete ES&H Awareness (ESH100) annually. ESH100 must be completed prior to performing work. Prior to completing ESH100, a person may perform tasks under the direct supervision of a person who has completed ESH100.
  • Complete Safety Management (ESH200). ESH200 does not have to be completed before performing duties.
  • Complete other ES&H training specified in ES&H procedures that is required by job function, work assignment, or location.  Refer to Corporate Procedure HR100.2.2, Identify and Complete Job, Function, and Organization Specific Training.
Complete Required Training Members of the Workforce
  • Complete ES&H Awareness (ESH100) annually. ESH100 must be completed prior to performing work. Prior to completing ESH100, a person may perform tasks under the direct supervision of a person who has completed ESH100.
  • New and transferred SNL Employees, including students, must complete SNL ES&H Safeguards & Security Orientation for New and Transferred Employees (NEO200) before performing duties without direct supervision in a new organization.
  • New on-site SNL-directed contract personnel must complete ES&H Safeguards & Security Orientation for New SNL-Directed Contractors (NCO200), prior to performing duties without direct supervision. 
  • Complete other ES&H training specified in ES&H procedures that is required by job function, work assignment, or location.  Refer to Corporate Procedure HR100.2.2, Identify and Complete Job, Function, and Organization Specific Training.
Complete Required Training Sandia Delegated Representatives (SDRs)
  • Ensure facilities, construction, and service contractors' ES&H training requirements are addressed in the specifications of their contracts. Refer to Corporate Procedure HR100.2.3, Identify and Provide/Document Required Contractor Training.
Ensure Required Training Is Completed and Recorded Managers

Refer to Corporate Procedures:

  • HR100.2.1, Identify and Complete Sandia Required Training for all Members of the Workforce.
  • HR100.2.2, Identify and Complete Job, Function, and Organization Specific Training.
  • HR100.2.3, Identify and Provide/Document Required Contractor Training.
  • HR100.2.8, Develop and Oversee Line-Managed Training and Training Programs.
  • HR100.2.15, Maintain Training Records in TEDS LMS.
Ensure Line-Managed Training is Documented Managers If line-managed training is to be developed, refer to Corporate Procedure HR100.2.8, Develop and Oversee Line-Managed Training and Training Programs.
Request a Training  Equivalency Managers If extensive experience or other training is believed to be equivalent to required training, refer to Corporate Procedure HR100.2.12, Determine Individual/Group Training Equivalency.
Ensure Visitor Training Requirements are Identified SNL Hosts Ensure that visitors who observe activities, but do not perform work, receive any site– or facility– hazard briefing that is available. SNL hosts and their managers (if host is not a manager) must also determine appropriate ES&H training for visitors performing work. SNL/CA-specific ES&H training requirements related to visitor training are presented in ES&H Training for Visitors to SNL/CA.

 

Implementing Tools

Websites

  • SNL, CL&PD Training Standards and Procedures.
  • SNL, Contractor Training Instructional Aid.
  • SNL, TEDS Everyone.

 

Required Records and Retention Schedule

Managers must ensure that student records for ES&H training that is not corporate-managed are maintained in accordance with the Sandia Records Retention and Disposition Schedule. The applicable Sandia record series number is in parentheses. 

  • Employee Training Records (HR104-201 through HR104-207-000).

Note: To find out who is responsible for managing training records for ES&H training that is corporate managed or line managed, see the Ownership by Activity table.

Requirement Drivers (Prime Contract Baseline Directives)

DOE M 231.1-1A, Chg 2 DOE O 414.1C DOE O 426.2 DOE M 440.1-1A DOE O 443.1A DOE O 450.1A DOE M 450.4-1 DOE M 470.4-1, Chg 1 DOE 5400.5, Chg. 2

Additional Drivers

Requirement Drivers

  • DOE HDBK-1001-96, Guide to Good Practices for Training and Qualification of Instructors.
  • DOE HDBK-1078-94, Training Program Handbook: a Systematic Approach to Training.
  • DOE HDBK-1206-98, Guide to Good Practices for On-Job-Training.

Additional Drivers

  • 10 CFR 851, Worker Safety and Health Program.
  • ANSI/ASSE Z490.1-2009, Criteria for Accepted Practices in Safety, Health, & Environmental Training

Related Processes and Procedures

Policy 

  • CG100, Corporate Governance Policy.

Processes

  • CG100.5, Ensure Quality.
  • HR100.2, Develop the Workforce.
  • IM100.2, Manage and Protect Information.

Procedures

  • CG100.5.4, Implement Conduct of Operations.
  • HR100.2.1, Identify and Complete Sandia Required Training for all Members of the Workforce.
  • HR100.2.2, Identify and Complete Job, Function, and Organizational Specific Training.
  • HR100.2.3, Identify and Provide/Document Required Contractor Training.
  • HR100.2.8, Develop and Oversee Line-Managed Training and Training Programs.
  • HR100.2.12, Determine Individual/Group Training Equivalency.
  • HR100.2.15, Maintain Training Records in TEDS LMS.

Change Summary

Date Summary
02/18/2011

Administrative

Modified

  • Changed procedure manager from Elsa Glassman to Belinda Holley.
  • Changed subject matter expert from Elsa Glassman to Linda Wilson.
12/07/2010

Administrative

Modified

  • Replaced DOE 5480.20A, Chg 1 to DOE O 426.2. (Applicability, Exceptions & Consequences)
  • Revised link to 10 CFR 851, Worker Safety and Health Program. (Additional Drivers)
  • Revised link to ANSI/ASSE Z490.1-2009, Criteria for Accepted Practices in Safety, Health, & Environmental Training. (Additional Drivers)

Added

Reference to DOE O 426.2 (Requirement Drivers)

Removed

Reference to DOE 5480.20A (Requirement Drivers)

11/19/2010

Administrative

Modified

  • Updated SAPLE links to subject matter experts for system consistency.
  • Updated dictionary links throughout document to include term identification numbers for system consistency.
  • Un-merged cells in Requirements & Instructions for display purposes.
09/03/2010

Administrative

Modified

  • Changed CA Contact from Terry Garner to Dorrance McLean.
04/29/2010

Administrative

Modified

  • Updated hyperlinks to "line-managed" throughout document.